Translator：Wang Yichun

On February 17, 2023, Associate Professor He Ying, a renowned scholar from the Internet Financial Law Research Center at East China University of Political Science and Law, graced Shanghai Landing Law Offices with her presence. Invited by Landing's Capital Market and Asset Management Department, she delivered an insightful public lecture titled "Investor Suitability Management in Financial Services: A Public Perspective and Discussion on AI Investment Advisory". The lecture was broadcast live on the "Landing Lawyers" video channel.

During her lecture, A/Prof. He delved into the origins and legal nuances of the investor suitability management system in finance. She highlighted the expansion of investor suitability obligations in China, based on her extensive research on the country's legal regulations. She also provided an in-depth explanation of key aspects such as risk matching methods in investor suitability management and the judicial department's substantive review of suitability obligations. Using intelligent investment advisory as a case study, she offered a comprehensive analysis of the practical obligations of investment advisors.

The Executive Director of Shanghai Landing Law Offices, Yin Jun, along with Senior Partners Han Tianlan and Zhang Nan, engaged in a lively discussion with A/Prof. He on the lecture's topic. The session saw active participation from Landing's lawyers and professionals from related fields, creating a vibrant learning atmosphere that was met with enthusiastic responses.